Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Caracciolo is a financial professional registered with Fidelity Brokerage Services LLC, a well-known firm in the financial industry. Nicholas holds Series 7TO and Series 63 licenses, along with the SIE exam, demonstrating commitment to providing comprehensive financial advice. Nicholas has a wide reach, holding licenses in 53 states, as well as Puerto Rico and the Virgin Islands. Nicholas's commitment to client service and financial knowledge makes them a valuable resource for individuals seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
02/29/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 03/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Nicholas Caracciolo is the right advisor for you? Invested Better is here to help.
