Unclaimed
Nicholas Veronis is a financial professional with KKR Capital Markets LLC, a leading firm in the financial services industry. Nicholas has been in the industry since September 2023 and is registered in all states. Nicholas holds the Series 7TO, Series 63 and SIE exams, demonstrating a strong understanding of securities regulations and the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2023 - Present
KKR Capital Markets LLC (New York NY)
BC
Issued 09/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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