Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Theodorakos is a financial advisor with Charles Schwab & CO., Inc. in Chicago, Illinois. Nicholas has been in the financial services industry since February 14, 2007. Nicholas is registered with the state of Illinois as an Investment Advisor Representative and is also registered with FINRA. Nicholas holds the Series 3, 4, 7, 24 and 66 licenses, and the SIE designation. Nicholas has been associated with Charles Schwab & CO., Inc. since December 2021. Prior to that, Nicholas was associated with TD AMERITRADE CLEARING, INC. from September 2017 to December 2021, TRADEWISE ADVISORS, INC. from June 2010 to September 2017, and TD AMERITRADE, INC. from May 2010 to June 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
08/30/2022 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
05/26/2010 - 05/19/2024
TD AMERITRADE, INC. (Chicago IL)
IL
02/15/2007 - 05/26/2010
THINKORSWIM, INC. (CHICAGO IL)
BOTH
Issued 02/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2008
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2007
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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