Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ledger is a financial advisor registered with the Securities and Exchange Commission (SEC) and FINRA and holds Series 7, 79, 63, and 24 licenses. He has been a registered representative since April 2017. Nicholas Ledger is currently affiliated with Third Seven Capital LLC and is located in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/20/2017 - Present
Third Seven Capital LLC (NEW YORK NY)
BC
Issued 07/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/20/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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