Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ellis is a financial advisor with over 39 years of experience in the financial services industry. Nicholas is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Nicholas has a wide range of experience and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/12/2025 - Present
Kestra Advisory Services, LLC (Tustin CA)
CA
05/25/1995 - 08/04/2000
STANDARD INVESTMENT CHARTERED INCORPORATED (NEWPORT BEACH CA)
NA
09/07/1993 - 05/18/1995
ROBERT SCOTT SECURITIES, INC.
CA
05/08/1992 - 09/08/1993
CORPORATE BENEFIT SECURITIES, INC. (MISSION VIEJO CA)
CA
05/26/1983 - 05/06/1992
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
BC
Issued 06/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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