Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Marciano is a registered representative with Northwestern Mutual Investment Services, LLC. Nicholas has been in the industry since December 18, 2018, and is licensed to sell securities in Alabama, California, Connecticut, Florida, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, and Texas. Nicholas is also Series 7, Series 63, and SIE licensed. Northwestern Mutual Investment Services, LLC is a registered investment advisor with the Securities and Exchange Commission (SEC). The firm provides a variety of financial services to individuals and families, including investment advice, financial planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
12/19/2018 - Present
Northwestern Mutual Investment Services, LLC (MELVILLE NY)
BC
Issued 01/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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