Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Desousa is an Investment Advisor Representative at Claro Advisors, LLC. Nicholas has over 15 years of experience in the financial services industry. Prior to joining Claro Advisors, LLC, Nicholas was a financial advisor at LPL Financial LLC and Wells Fargo Clearing Services, LLC. Nicholas is a Series 66 and Series 63 license holder and holds a Series 24 Principal Exam. Nicholas is also a licensed insurance agent. Nicholas provides a variety of financial planning services including portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
02/03/2025 - Present
Claro Advisors, LLC (Narragansett RI)
CT
12/05/2019 - 12/31/2021
LPL FINANCIAL LLC (FAIRFIELD CT)
CT
07/30/2014 - 03/27/2018
WELLS FARGO CLEARING SERVICES, LLC (GREENWICH CT)
NY
10/23/2009 - 07/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/25/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
BOTH
Issued 01/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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