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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ryder is a financial advisor with over 8 years of experience in the financial services industry. Nicholas has a broad background in financial services, having worked at firms such as Wells Fargo Clearing Services, LLC, AXA Advisors, LLC, and Raymond James & Associates, Inc. Nicholas holds several licenses and certifications, including Series 7, 9, 10, 24, 57TO, and 66. Nicholas is registered to provide investment advice in 54 states and the District of Columbia, and is a registered representative of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
02/01/2023 - Present
Raymond James Financial Services Advisors, Inc. (SAINT PETERSBURG FL)
FL
09/09/2021 - 02/11/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NC
09/19/2014 - 07/09/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
02/06/2013 - 01/09/2014
AXA ADVISORS, LLC (RALEIGH NC)
BOTH
Issued 3/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/24/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/9/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/9/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/27/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/5/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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