Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ricciardi is a financial advisor with ADP Broker-Dealer, Inc. Nicholas has over 10 years of experience in the financial services industry. Prior to joining ADP Broker-Dealer, Inc., Nicholas worked at PFS INVESTMENTS INC., TERRANOVA CAPITAL EQUITIES, INC, CEROS FINANCIAL SERVICES, INC., INVESTMENT PLANNERS, INC., and HENNION & WALSH, INC.. Nicholas holds the Series 7 and Series 63 securities licenses. Nicholas is registered to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/22/2019 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
04/24/2019 - 10/10/2019
PFS INVESTMENTS INC. (MAHWAH NJ)
NY
10/14/2015 - 03/24/2017
TERRANOVA CAPITAL EQUITIES, INC (NEW YORK NY)
MD
01/16/2014 - 11/12/2015
CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)
IL
01/07/2013 - 01/29/2014
INVESTMENT PLANNERS, INC. (DECATUR IL)
NJ
11/24/2009 - 01/08/2013
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 10/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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