Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas M. Ricciardi is a registered representative with J.P. Morgan Securities LLC, with over 28 years of experience in the financial services industry. Nicholas began his career in 1992 as a registered representative with Dean Witter Reynolds Inc. and has since held positions at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Morgan Stanley. Nicholas is a General Securities Principal and holds the Series 7 and Series 24 licenses as well as the SIE Exam. Nicholas specializes in portfolio management for both businesses and individuals and is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/24/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/01/2009 - 11/06/2012
MORGAN STANLEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
04/28/2003 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
09/11/2000 - 05/29/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/06/1992 - 07/26/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 06/23/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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