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Nicholas M Peters

Park Avenue Securities LLC

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About Nicholas M Peters

Nicholas Peters is a financial advisor at Park Avenue Securities LLC. Nicholas has been in the industry since 2014 and has a wide range of experience in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and institutions. Nicholas is registered to offer investment advice in several states including California, Colorado, Connecticut, Florida, Illinois, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, and Washington. Nicholas is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Firm Information

Nicholas Peters is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Peters’s Registration & Firm History

MA

10/02/2024 - Present

Park Avenue Securities LLC (NEEDHAM MA)

MA

09/16/2014 - 06/16/2017

PARK AVENUE SECURITIES LLC (NEEDHAM MA)

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Licenses & Designations

BOTH

Issued 09/05/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/28/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/16/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nicholas M Peters. Review regulatory record here.
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