Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lewis is a financial professional registered with Velocity Clearing, LLC. Nicholas is also registered in 52 states. Nicholas has been in the industry since December 2019. Prior to Velocity Clearing, LLC, Nicholas was registered with Velocity Capital, LLC. Nicholas holds the Series 7TO, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/06/2020 - Present
Velocity Clearing, LLC (New York NY)
NY
12/05/2019 - 05/26/2023
VELOCITY CAPITAL, LLC (NEW YORK NY)
BC
Issued 12/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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