Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Jacobs is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Davenport, Iowa. Nicholas has been in the industry since 2001 and has a wide range of experience, including working with a variety of clients, including individuals, corporations, and institutions. Nicholas is registered to provide investment advice in Iowa and Texas. Nicholas is also a registered representative and holds the Series 7, 63, and 65 licenses, which allows Nicholas to provide a variety of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
03/11/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DAVENPORT IA)
NJ
05/05/2010 - 01/02/2013
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CA
06/18/2008 - 05/10/2010
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NC
12/10/2007 - 04/09/2008
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CA
03/02/2005 - 12/12/2007
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NJ
04/14/2004 - 02/24/2005
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
02/26/2002 - 02/06/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
CO
05/17/2001 - 02/27/2002
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IA
Issued 01/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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