Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ingram is a financial professional with experience in the securities industry. Nicholas Ingram is registered with Imperial Capital, LLC, a firm with an active Broker-Dealer registration and a NOTINSCOPE Investment Advisor registration. Nicholas Ingram holds the Series 7TO and Series 63 licenses. Nicholas Ingram passed the SIE exam on August 14, 2021 and the Series 7TO on February 9, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/09/2022 - Present
Imperial Capital, LLC (LOS ANGELES CA)
BC
Issued 03/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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