Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cecere is an investment advisor representative at Thrivent Investment Management Inc., with over 35 years of experience in the financial services industry. Nicholas has a broad range of experience in the financial services industry, including experience with Principal Securities, Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, EquiCo Securities, Inc., The Equitable Life Assurance Society of the United States, and MIMLIC Sales Corporation. Nicholas is a Chartered Financial Consultant and holds Series 2, 6, 7, 24, 51, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/08/2021 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
IA
06/21/1996 - 09/21/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
MA
02/21/1992 - 06/20/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/21/1992 - 06/20/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
09/26/1991 - 02/07/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/26/1991 - 02/07/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MN
02/21/1990 - 10/01/1991
MIMLIC SALES CORPORATION (ST. PAUL MN)
MA
05/30/1986 - 02/08/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1991
Series 2 - Non-Member General Securities Examination
BC
Issued 05/29/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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