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Nicholas Lyons

Fidelity Brokerage Services LLC

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About Nicholas Lyons

Nicholas Lyons is a financial professional with Fidelity Brokerage Services LLC. Nicholas has been in the financial industry for a short period of time. He has passed the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7). Nicholas is currently registered with FINRA as a General Securities Representative and is licensed to sell securities in Kentucky.

Firm Information

Nicholas Lyons is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Lyons’s Registration & Firm History

KY

09/04/2024 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 09/04/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/30/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas Lyons.
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