Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Jans is a financial advisor with Northwestern Mutual Investment Services, LLC. Nicholas is a registered representative who is licensed in 21 states. Nicholas has a Series 6, 7, 63, and SIE license. Nicholas is a financial advisor with over 10 years of experience in the industry. Nicholas is currently located in WATERLOO, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
05/23/2012 - Present
Northwestern Mutual Investment Services, LLC (WATERLOO IA)
BC
Issued 01/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/22/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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