Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lucas is a registered representative with Mizuho Securities USA LLC. Nicholas has been in the industry since 2021. Nicholas holds the Series 63, 86, 87 and SIE licenses. Nicholas is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/11/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 07/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/28/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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