Unclaimed
Nicholas Ramallo is a financial advisor with Truist Securities, Inc. Nicholas has been in the industry since June 2023. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 63, Series 87, Series 86, Series 7TO, and SIE. Nicholas is registered to sell securities in all 50 states and the District of Columbia. Nicholas is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
06/06/2023 - Present
Truist Securities, Inc. (ATLANTA GA)
BC
Issued 06/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/09/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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