Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lore is a securities professional with over 4 years of experience in the financial services industry. Nicholas holds a Series 7TO, Series 31 and Series 63 license. Nicholas is currently registered with Foreside Fund Services, LLC in New York. Nicholas was previously registered with ALT FUND DISTRIBUTORS LLC in New York and MORGAN STANLEY in Greenwich, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/11/2023 - Present
Foreside Fund Services, LLC (New York NY)
NY
02/18/2020 - 03/22/2023
ALT FUND DISTRIBUTORS LLC (NEW YORK NY)
CT
01/23/2019 - 06/21/2019
MORGAN STANLEY (GREENWICH CT)
BC
Issued 03/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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