Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lindgren is a financial advisor with Northwestern Mutual Investment Services, LLC. Nicholas holds Series 63, Series 6TO, and SIE licenses. Nicholas has been in the industry for over a year, with experience at Northwestern Mutual Investment Services, LLC in both Ankeny, IA and W Des Moines, IA. Nicholas is registered to provide financial services in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IA
06/13/2024 - Present
Northwestern Mutual Investment Services, LLC (Ankeny IA)
IA
05/02/2022 - 11/30/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (W DES MOINES IA)
BC
Issued 06/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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