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Nicholas Lien Wan

Citizens Securities, Inc.

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About Nicholas Lien Wan

Nicholas Wan is an investment advisor representative associated with Citizens Securities, Inc. in Binghamton, New York. Nicholas has been in the financial industry since 2013 and has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicholas is licensed in New York and has Series 63, 65, 66, 7, and SIE licenses. Nicholas has experience in providing investment advisory services to individuals and corporations.

Firm Information

Nicholas Wan is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Wan’s Registration & Firm History

NY

06/11/2024 - Present

Citizens Securities, Inc. (VESTAL NY)

NY

01/18/2013 - 09/12/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BINGHAMTON NY)

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Licenses & Designations

BC

Issued 08/26/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/04/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 02/25/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/28/2024

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Lien Wan.
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