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Nicholas Liapunov

Park Avenue Securities LLC

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About Nicholas Liapunov

Nicholas Liapunov is a financial professional with over 25 years of experience in the financial industry. Nicholas is currently registered with Park Avenue Securities LLC and is also registered with the state of New York as an Investment Advisor Representative. Previously, Nicholas was registered with GUARDIAN INVESTOR SERVICES CORPORATION and PRUCO SECURITIES CORPORATION. Nicholas holds licenses Series 6, 7, and 63.

Firm Information

Nicholas Liapunov is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Liapunov’s Registration & Firm History

NY

04/16/2021 - Present

Park Avenue Securities LLC (RYE BROOK NY)

NY

02/19/1997 - 12/19/1997

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NJ

10/20/1992 - 10/16/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 07/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2009

Series 7 - General Securities Representative Examination

BC

Issued 08/23/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Nicholas Liapunov. Review regulatory record here.
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