Unclaimed
Nicholas Neisius is an investment advisor representative with LPL Financial LLC. Nicholas is registered with FINRA as a General Securities Representative (Series 7) and a Registered Investment Advisor (Series 66). Nicholas has been in the securities industry since May 2018. Previous to joining LPL Financial LLC, Nicholas worked at Securities America, Inc. Nicholas has a Bachelor of Science degree in Business Administration from the University of Nebraska-Lincoln.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
02/18/2020 - Present
LPL Financial LLC (FREMONT NE)
NE
05/10/2018 - 02/18/2020
SECURITIES AMERICA, INC. (LINCOLN NE)
BOTH
Issued 06/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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