Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Guarino is a financial professional with experience in the securities industry. Nicholas currently works at McNally Capital Securities, LLC. Nicholas has passed the Series 63, Series 65, Series 79TO and SIE exams. Nicholas is registered with the state of Illinois. Prior to working at McNally Capital Securities, LLC, Nicholas worked at Truist Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/06/2022 - Present
McNally Capital Securities, LLC (CHICAGO IL)
IL
08/09/2021 - 11/04/2022
TRUIST SECURITIES, INC. (Chicago IL)
BC
Issued 08/12/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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