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Nicholas Lee

Edelman Financial Engines

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About Nicholas Lee

Nicholas Lee is an Investment Advisor Representative with Edelman Financial Engines. Nicholas is a registered Investment Advisor in California and Texas. Nicholas has experience in the financial services industry since 2016, and previously worked for Raymond James & Associates, Inc. and Pruco Securities LLC. Nicholas holds the Series 66, Series 7TO and SIE securities licenses.

Firm Information

Nicholas Lee is currently registered with Edelman Financial Engines. Edelman Financial Engines is a financial advisory firm with approximately $270.8 billion in assets under management, serving a diverse range of clients including individuals, corporations, and institutions. The firm offers a comprehensive suite of financial planning and investment management services, with a particular focus on retirement planning and investment solutions. Headquartered in Santa Clara, California, Edelman Financial Engines boasts a team of over 600 investment advisor representatives and 400 licensed agents dedicated to helping clients achieve their financial goals.
Edelman Financial Engines

3945 FREEDOM CIRCLE

SANTA CLARA, CA 95054

$270.77B

Assets Under Management

448,243

Total Clients

585

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Set-up fees & related svcs; reimbursements for printed materials

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Nicholas Lee’s Registration & Firm History

CA

08/12/2022 - Present

Edelman Financial Engines (LOS ANGELES CA)

CA

02/12/2021 - 03/17/2022

RAYMOND JAMES & ASSOCIATES, INC. (LOS ANGELES CA)

CA

05/13/2020 - 06/18/2020

PRUCO SECURITIES, LLC. (ORANGE CA)

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Licenses & Designations

BOTH

Issued 06/02/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/16/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nicholas Lee.
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