Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lee is a financial professional registered with Realta Equities, Inc. Nicholas has been in the securities industry for 5 years. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) as a Series 7 and Series 63 licensed representative and holds the Securities Industry Essentials Examination (SIE). Nicholas is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/20/2018 - Present
Realta Equities, Inc. (New York NY)
BC
Issued 03/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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