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Nicholas Laws Erwin

U.s. Capital Wealth Advisors, LLC

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About Nicholas Laws Erwin

Nicholas Erwin is a financial advisor registered with U.S. Capital Wealth Advisors, LLC. Nicholas has been in the financial industry since 2004, and holds Series 3, 7, and 66 licenses as well as the SIE exam. Nicholas is a Certified Financial Planner and has been registered with the state of Texas since 2014. Nicholas is a financial advisor for individuals, businesses, and institutions. He is a member of the Financial Industry Regulatory Authority (FINRA).

Firm Information

Nicholas Erwin is currently registered with U.s. Capital Wealth Advisors, LLC. U.S. Capital Wealth Advisors, LLC is an investment advisor based in Houston, TX, managing over $6.8 billion in assets for a diverse clientele, including individuals, businesses, charities, and retirement plans. The firm provides a comprehensive suite of advisory services including financial planning, pension consulting, and portfolio management, with a focus on personalized strategies and client-centric solutions.
U.s. Capital Wealth Advisors, LLC

4444 WESTHEIMER RD.

HOUSTON, TX 77027

$6.82B

Assets Under Management

1

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Erwin’s Registration & Firm History

TX

06/30/2021 - Present

U.s. Capital Wealth Advisors, LLC (AUSTIN TX)

TX

06/07/2007 - 06/05/2014

UBS FINANCIAL SERVICES INC. (HOUSTON TX)

TX

08/20/2004 - 06/21/2007

RBC DAIN RAUSCHER INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 10/12/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2009

Series 3 - National Commodity Futures Examination

BC

Issued 08/19/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Laws Erwin.
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