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Nicholas Lawrence Petracca

Aegis Capital Corp.

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About Nicholas Lawrence Petracca

Nicholas Lawrence Petracca is a registered representative with Aegis Capital Corp. He is a Series 63, Series 7 and SIE licensed securities professional and is registered in New York and Ohio. Nicholas has been in the securities industry since September 2015. He is a financial professional with a wide range of experience in the industry and is committed to helping clients achieve their financial goals. Aegis Capital Corp. has been in business for over 20 years and serves a variety of clients including individuals, corporations, and institutions. The firm has a strong track record of providing investment advice and financial services to its clients.

Firm Information

Nicholas Petracca is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Petracca’s Registration & Firm History

NY

09/09/2015 - Present

Aegis Capital Corp. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas Lawrence Petracca.
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