Unclaimed
Nicholas Lawrence Johnson is a registered representative with PFS Investments Inc. Nicholas holds the Series 63, 6TO, SIE and Series 26 licenses. Nicholas has been in the industry since January 17, 2023. Nicholas is currently licensed in Florida and is located in Chicago, Illinois. PFS Investments Inc. is based in Duluth, Georgia and has a branch office in Chicago, Illinois. PFS Investments Inc. provides a variety of investment advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
06/10/2024 - Present
PFS Investments Inc. (CHICAGO IL)
FL
04/04/2022 - 08/25/2023
PFS INVESTMENTS INC. (TAMPA FL)
BC
Issued 06/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/02/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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