Unclaimed
Nicholas Laurence Tripician is a financial professional with over 17 years of experience in the industry. Nicholas is currently registered with Stifel, Nicolaus & Company, Inc. Nicholas previously worked for PNC CAPITAL MARKETS LLC. Nicholas is licensed to offer securities and investment advisory services in 50 states and the District of Columbia. Nicholas has a broad range of experience in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and institutions. Nicholas is committed to providing personalized and comprehensive financial services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
01/12/2023 - Present
Stifel, Nicolaus & Company, Inc. (PHILADELPHIA PA)
PA
10/11/2005 - 11/25/2022
PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)
BC
Issued 10/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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