Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Laurence Courtney is a registered representative and investment banking professional with over 2 years of experience in the financial services industry. Nicholas is currently employed by BTIG, LLC, and is registered in California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Nicholas holds Series 63, 79TO and SIE licenses. Nicholas has a strong understanding of the investment banking process, capital markets, and securities regulations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/06/2023 - Present
Btig, LLC (SAN FRANCISCO CA)
BC
Issued 11/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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