Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lars Barfod is a financial professional with over a year of experience in the industry. Nicholas has a Series 7TO, Series 63, and SIE license. Nicholas is currently registered with Deutsche Bank Securities Inc. in California. Before joining Deutsche Bank Securities Inc., Nicholas worked at BMO Capital Markets Corp. in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
09/23/2020 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
CA
02/12/2019 - 07/29/2020
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
BC
Issued 03/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/13/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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