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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Buglisi is an investment advisor representative with UBS Financial Services Inc. located in Ponte Vedra Beach, FL. Nicholas is a registered investment advisor in Florida, New Jersey and Texas. Nicholas has been in the financial industry for over 17 years. Nicholas has a background in portfolio management, pension consulting, educational seminars, and publication of periodicals. Nicholas has been registered with UBS Financial Services Inc. since July 2023. Before joining UBS Financial Services Inc., Nicholas was with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from January 2018 until July 2023, AXA ADVISORS, LLC from January 2016 until January 2018, CRAIG SCOTT CAPITAL, LLC from July 2015 until December 2015, ROCKWELL GLOBAL CAPITAL LLC from May 2010 until July 2015, and JHS CAPITAL ADVISORS, INC. from June 2006 until May 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/24/2023 - Present
UBS Financial Services Inc. (PONTE VEDRA BEACH FL)
FL
01/03/2018 - 07/24/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
NY
01/05/2016 - 01/11/2018
AXA ADVISORS, LLC (WOODBURY NY)
NY
07/22/2015 - 12/04/2015
CRAIG SCOTT CAPITAL, LLC (UNIONDALE NY)
NY
05/21/2010 - 07/24/2015
ROCKWELL GLOBAL CAPITAL LLC (Syosset NY)
FL
06/29/2006 - 05/21/2010
JHS CAPITAL ADVISORS, INC. (TAMPA FL)
IA
Issued 02/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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