Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lampone is a registered investment advisor representative with Pine Valley Investments. Nicholas has been in the industry since 1998 and has held registrations with several firms over the years. Nicholas has a wide range of experience, including providing financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. Nicholas has also worked as a general contractor and is the founder and President of Sabio Industrial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NJ
02/24/2022 - Present
Pine Valley Investments (MARLTON NJ)
PA
03/29/2018 - 06/03/2021
DALZELL TRADING, LLC (Trevose PA)
PA
11/01/2017 - 03/08/2018
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
PA
09/16/2002 - 08/22/2017
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NJ
03/09/1999 - 09/04/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
PA
04/22/1998 - 11/24/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 08/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/19/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/19/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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