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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas La tour is a financial advisor with RBC Capital Markets, LLC. Nicholas has been in the industry since 2013 and has experience in financial planning, portfolio management, and working with various client types, including high-net-worth individuals, corporations, and charitable organizations. Nicholas previously worked at THRIVENT DISTRIBUTORS, LLC and DST MARKET SERVICES, LLC. Nicholas holds the Series 6, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
03/12/2019 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
04/13/2017 - 03/13/2019
THRIVENT DISTRIBUTORS, LLC (Minneapolis MN)
MN
11/18/2013 - 03/17/2017
DST MARKET SERVICES, LLC (Minneapolis MN)
MN
05/20/2011 - 06/06/2011
FIRST INVESTORS CORPORATION (EDINA MN)
BC
Issued 08/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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