Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gomez is a financial advisor with over 13 years of experience in the financial services industry. Nicholas is currently registered with LPL Financial LLC and is located in Concord, California. Nicholas has held previous positions with Newbridge Securities Corporation, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp, and Waddell & Reed, Inc. Nicholas is a Series 7 and Series 66 licensed professional and has experience in portfolio management, financial planning, and other advisory services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/15/2023 - Present
LPL Financial LLC (CONCORD CA)
FL
11/16/2020 - 09/14/2023
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
CA
02/21/2019 - 05/21/2020
J.P. MORGAN SECURITIES LLC (PLEASANTON CA)
CA
09/07/2011 - 02/19/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
05/14/2010 - 08/04/2011
CHASE INVESTMENT SERVICES CORP. (OAKLAND CA)
CA
05/11/2009 - 09/29/2009
WADDELL & REED, INC. (CONCORD CA)
BOTH
Issued 07/25/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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