Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Brokke is a financial professional with experience in the securities industry. Nicholas is currently registered with Wells Fargo Securities, LLC in Minnesota and holds the Series 63, Series 79TO and SIE licenses. Nicholas has been in the industry for over 1 year and has been with Wells Fargo Securities, LLC since April 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
04/24/2023 - Present
Wells Fargo Securities, LLC (MINNEAPOLIS MN)
BC
Issued 06/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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