Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Klopsis is an investment advisor representative with Osaic Wealth, Inc., located in Scottsdale, Arizona. Nicholas has over 27 years of experience in the securities industry. Nicholas has passed the Series 3, 7, and 66 exams, as well as the SIE exam. Nicholas also holds active registrations in California and New York. Nicholas specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services to individuals, corporations, and businesses. Nicholas also has experience in insurance sales and marketing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
02/14/2011 - 10/10/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SMITHTOWN NY)
NY
10/06/2005 - 09/26/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/26/1993 - 07/16/2004
NEUBERGER BERMAN, LLC (NEW YORK NY)
BOTH
Issued 03/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Nicholas Klopsis is the right advisor for you? Invested Better is here to help.
