Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kesicke is a registered representative with Marex Capital Markets Inc., located in Stamford, Connecticut. Nicholas has over 5 years of experience in the financial services industry. Nicholas holds Series 7, 63, and 57TO licenses, as well as the Securities Industry Essentials (SIE) exam. Nicholas is registered in Connecticut and New York. Prior to joining Marex Capital Markets Inc., Nicholas was employed by Cowen and Company and Cowen Prime Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/08/2023 - Present
Marex Capital Markets Inc. (Stamford CT)
CT
08/10/2021 - 12/13/2023
COWEN AND COMPANY (Stamford CT)
CT
10/25/2018 - 01/04/2022
COWEN PRIME SERVICES LLC (STAMFORD CT)
BC
Issued 12/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2018
Series 57TO - Securities Trader Exam
BC
Issued 10/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2018
Series 7TO - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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