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Nicholas Kent Willett

Pimco Investments LLC

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About Nicholas Kent Willett

Nicholas Willett has been in the financial services industry since 1986. He is currently registered with Pimco Investments LLC in Newport Beach, CA. Nicholas has also previously held positions with Allianz Global Investors Distributors LLC, Alliance Fund Distributors, Inc., Stephens Inc., Related Equities Corporation, and Technology Funding Securities Corporation. Nicholas holds Series 7, Series 24, Series 63 and SIE licenses. Nicholas has an active Series 65 license which allows him to provide investment advisory services in multiple states.

Firm Information

Nicholas Willett is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Willett’s Registration & Firm History

CA

02/14/2011 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

NY

08/16/2000 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

TN

04/26/1993 - 07/19/2000

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

AR

03/06/1992 - 10/01/1992

STEPHENS INC. (LITTLE ROCK AR)

NY

01/04/1989 - 11/23/1991

RELATED EQUITIES CORPORATION (NEW YORK NY)

NA

11/05/1986 - 10/28/1987

TECHNOLOGY FUNDING SECURITIES CORPORATION

IL

06/20/1984 - 10/07/1986

BALCOR SECURITIES COMPANY (SKOKIE IL)

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Licenses & Designations

IA

Issued 02/14/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/18/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/1984

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Kent Willett.
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