Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kent Walker is a financial advisor with NFP Retirement Inc., registered with both FINRA and the SEC. Nicholas has been in the financial services industry since September 2015. Nicholas holds the Series 63, SIE, and Series 7 licenses and is also a Certified Financial Planner. Nicholas specializes in providing financial advice to individuals and families. Nicholas works with clients to develop personalized financial plans that address their unique needs and goals. In addition to providing financial planning services, Nicholas also offers investment management services. Nicholas has a strong understanding of the investment markets and can help clients develop a portfolio that meets their risk tolerance and investment objectives. Nicholas also helps clients with retirement planning. Nicholas can help clients determine how much they need to save for retirement and how to invest their retirement savings to reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/02/2024 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
NC
09/15/2015 - 07/22/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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