Unclaimed
Nicholas Rogstad is a financial advisor with Truist Securities, Inc. Nicholas holds the Series 7TO, Series 79TO, Series 63, and SIE licenses. Nicholas is registered to sell securities in 52 states and the District of Columbia. Nicholas joined Truist Securities, Inc. on February 22, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
02/22/2021 - Present
Truist Securities, Inc. (ATLANTA GA)
BC
Issued 05/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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