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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ozer is a financial advisor with Regatta Capital Group, LLC based in EL SEGUNDO, CA. Nicholas has been in the industry since 2012, and has experience working with Wells Fargo Advisors, LLC. Nicholas has Series 7 and Series 66 licenses as well as the SIE and is a Certified Financial Planner™. Nicholas specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. He focuses on serving high-net-worth individuals, corporations, trusts, charitable organizations, and pension plans. Nicholas and his team are dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Coaching services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
05/12/2015 - Present
Regatta Capital Group, LLC (EL SEGUNDO CA)
CA
10/21/2013 - 05/12/2015
WELLS FARGO ADVISORS, LLC (EL SEGUNDO CA)
CA
09/11/2012 - 10/24/2013
AMERIPRISE FINANCIAL SERVICES, INC. (HERMOSA BEACH CA)
BOTH
Issued 12/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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