Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Aubin is a financial professional with Cetera Investment Advisers LLC and is registered in New Jersey and Texas. Nicholas has a variety of financial industry experience, including previous roles with NYLife Securities LLC and a variety of other businesses. Nicholas provides financial services to individuals, corporations, and retirement plans. Nicholas also has a strong background in golf and has worked as a golf caddy at a variety of courses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/23/2024 - Present
Cetera Investment Advisers LLC (ROCHELLE PARK NJ)
NJ
08/19/2022 - 08/15/2023
NYLIFE SECURITIES LLC (EDISON NJ)
IA
Issued 09/22/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/06/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Nicholas Aubin is the right advisor for you? Invested Better is here to help.
