Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Aubin is a financial professional with over 10 years of experience in the financial services industry. Nicholas is currently registered with Cetera Investment Advisers LLC. Nicholas offers a variety of financial services including financial planning, pension consulting and portfolio management for individuals and businesses. Nicholas is also registered with the state of New Jersey and Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
04/23/2024 - Present
Cetera Investment Advisers LLC (ROCHELLE PARK NJ)
NJ
08/19/2022 - 08/15/2023
NYLIFE SECURITIES LLC (EDISON NJ)
IA
Issued 9/22/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 8/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 5/6/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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