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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kaiser is a financial advisor with Simplicity Wealth. Nicholas has been working in the financial services industry since 2007, and has been registered with Simplicity Wealth since 2023. He holds Series 6, 7, 63, and 66 licenses, and the SIE designation. Nicholas is also a Certified Financial Planner (CFP). He has previously worked at Edward Jones, Country Capital Management Company, and Northwestern Mutual Investment Services, LLC. Simplicity Wealth provides financial planning, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
08/04/2023 - Present
Simplicity Wealth (Phoenix AZ)
AZ
09/10/2013 - 02/19/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHOENIX AZ)
AZ
06/26/2009 - 11/15/2010
EDWARD JONES (TEMPE AZ)
AZ
03/06/2008 - 03/23/2009
EDWARD JONES (TEMPE AZ)
AZ
08/13/2007 - 02/20/2008
COUNTRY CAPITAL MANAGEMENT COMPANY (PHOENIX AZ)
BOTH
Issued 09/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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