Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kai wen Ng is an investment advisor representative with Neuberger Berman BD LLC in NEW YORK, NY. Nicholas has been in the industry since August 2021. Nicholas is registered with the state of New York. Prior to joining Neuberger Berman BD LLC, Nicholas was with MACQUARIE CAPITAL (USA) INC. in NEW YORK, NY. Nicholas holds FINRA Series 63, 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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NY
08/24/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/31/2021 - 08/01/2023
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 05/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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