Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cummings is a financial advisor with Cetera Investment Advisers LLC. Nicholas has been in the financial services industry for over 2 years. Nicholas has a Series 7, 63, and 65 license and is registered in Pennsylvania. Nicholas also holds an SIE. Nicholas is a Registered Investment Advisor (RIA) and has experience in financial planning, portfolio management, and retirement planning. Nicholas has worked with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
03/28/2022 - Present
Cetera Investment Advisers LLC (LEOLA PA)
PA
09/21/2021 - 04/04/2022
SECURIAN FINANCIAL SERVICES, INC. (Plymouth Meeting PA)
PA
01/16/2021 - 06/07/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LANCASTER PA)
IA
Issued 12/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/6/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 1/16/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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