Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Brannen is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Nicholas has been in the industry since 2005 and has offices in Athens, GA. Nicholas has passed the Series 66, Series 7, and SIE exams, and is licensed to practice in 30 states. Nicholas is also registered as an investment advisor representative in Georgia. Nicholas has also been employed by Northwestern Mutual Life Insurance Company, and Northwestern Mutual Wealth Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
09/04/2008 - Present
Northwestern Mutual Investment Services, LLC (ATHENS GA)
GA
08/18/2005 - 08/15/2008
WACHOVIA SECURITIES, LLC (ATHENS GA)
BOTH
Issued 08/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Brannen is the right advisor for you? Invested Better is here to help.
