Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Joshua Barbato is a financial advisor with Fidelity Personal And Workplace Advisors. Nicholas has been in the industry since March 22, 2004. Nicholas is registered with FINRA as an investment advisor representative. Nicholas is also licensed to provide investment advice in New Jersey, New York and Texas. In addition to the current firm, Nicholas has previously been employed at Securian Financial Services, Inc. and WS Griffith Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
MN
06/09/2004 - 01/12/2006
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
CT
03/03/2004 - 06/16/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BOTH
Issued 10/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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